linux/Documentation/futex-requeue-pi.txt
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   2Futex Requeue PI
   3================
   4
   5Requeueing of tasks from a non-PI futex to a PI futex requires
   6special handling in order to ensure the underlying rt_mutex is never
   7left without an owner if it has waiters; doing so would break the PI
   8boosting logic [see rt-mutex-desgin.txt] For the purposes of
   9brevity, this action will be referred to as "requeue_pi" throughout
  10this document.  Priority inheritance is abbreviated throughout as
  11"PI".
  12
  13Motivation
  14----------
  15
  16Without requeue_pi, the glibc implementation of
  17pthread_cond_broadcast() must resort to waking all the tasks waiting
  18on a pthread_condvar and letting them try to sort out which task
  19gets to run first in classic thundering-herd formation.  An ideal
  20implementation would wake the highest-priority waiter, and leave the
  21rest to the natural wakeup inherent in unlocking the mutex
  22associated with the condvar.
  23
  24Consider the simplified glibc calls::
  25
  26        /* caller must lock mutex */
  27        pthread_cond_wait(cond, mutex)
  28        {
  29                lock(cond->__data.__lock);
  30                unlock(mutex);
  31                do {
  32                unlock(cond->__data.__lock);
  33                futex_wait(cond->__data.__futex);
  34                lock(cond->__data.__lock);
  35                } while(...)
  36                unlock(cond->__data.__lock);
  37                lock(mutex);
  38        }
  39
  40        pthread_cond_broadcast(cond)
  41        {
  42                lock(cond->__data.__lock);
  43                unlock(cond->__data.__lock);
  44                futex_requeue(cond->data.__futex, cond->mutex);
  45        }
  46
  47Once pthread_cond_broadcast() requeues the tasks, the cond->mutex
  48has waiters. Note that pthread_cond_wait() attempts to lock the
  49mutex only after it has returned to user space.  This will leave the
  50underlying rt_mutex with waiters, and no owner, breaking the
  51previously mentioned PI-boosting algorithms.
  52
  53In order to support PI-aware pthread_condvar's, the kernel needs to
  54be able to requeue tasks to PI futexes.  This support implies that
  55upon a successful futex_wait system call, the caller would return to
  56user space already holding the PI futex.  The glibc implementation
  57would be modified as follows::
  58
  59
  60        /* caller must lock mutex */
  61        pthread_cond_wait_pi(cond, mutex)
  62        {
  63                lock(cond->__data.__lock);
  64                unlock(mutex);
  65                do {
  66                unlock(cond->__data.__lock);
  67                futex_wait_requeue_pi(cond->__data.__futex);
  68                lock(cond->__data.__lock);
  69                } while(...)
  70                unlock(cond->__data.__lock);
  71                /* the kernel acquired the mutex for us */
  72        }
  73
  74        pthread_cond_broadcast_pi(cond)
  75        {
  76                lock(cond->__data.__lock);
  77                unlock(cond->__data.__lock);
  78                futex_requeue_pi(cond->data.__futex, cond->mutex);
  79        }
  80
  81The actual glibc implementation will likely test for PI and make the
  82necessary changes inside the existing calls rather than creating new
  83calls for the PI cases.  Similar changes are needed for
  84pthread_cond_timedwait() and pthread_cond_signal().
  85
  86Implementation
  87--------------
  88
  89In order to ensure the rt_mutex has an owner if it has waiters, it
  90is necessary for both the requeue code, as well as the waiting code,
  91to be able to acquire the rt_mutex before returning to user space.
  92The requeue code cannot simply wake the waiter and leave it to
  93acquire the rt_mutex as it would open a race window between the
  94requeue call returning to user space and the waiter waking and
  95starting to run.  This is especially true in the uncontended case.
  96
  97The solution involves two new rt_mutex helper routines,
  98rt_mutex_start_proxy_lock() and rt_mutex_finish_proxy_lock(), which
  99allow the requeue code to acquire an uncontended rt_mutex on behalf
 100of the waiter and to enqueue the waiter on a contended rt_mutex.
 101Two new system calls provide the kernel<->user interface to
 102requeue_pi: FUTEX_WAIT_REQUEUE_PI and FUTEX_CMP_REQUEUE_PI.
 103
 104FUTEX_WAIT_REQUEUE_PI is called by the waiter (pthread_cond_wait()
 105and pthread_cond_timedwait()) to block on the initial futex and wait
 106to be requeued to a PI-aware futex.  The implementation is the
 107result of a high-speed collision between futex_wait() and
 108futex_lock_pi(), with some extra logic to check for the additional
 109wake-up scenarios.
 110
 111FUTEX_CMP_REQUEUE_PI is called by the waker
 112(pthread_cond_broadcast() and pthread_cond_signal()) to requeue and
 113possibly wake the waiting tasks. Internally, this system call is
 114still handled by futex_requeue (by passing requeue_pi=1).  Before
 115requeueing, futex_requeue() attempts to acquire the requeue target
 116PI futex on behalf of the top waiter.  If it can, this waiter is
 117woken.  futex_requeue() then proceeds to requeue the remaining
 118nr_wake+nr_requeue tasks to the PI futex, calling
 119rt_mutex_start_proxy_lock() prior to each requeue to prepare the
 120task as a waiter on the underlying rt_mutex.  It is possible that
 121the lock can be acquired at this stage as well, if so, the next
 122waiter is woken to finish the acquisition of the lock.
 123
 124FUTEX_CMP_REQUEUE_PI accepts nr_wake and nr_requeue as arguments, but
 125their sum is all that really matters.  futex_requeue() will wake or
 126requeue up to nr_wake + nr_requeue tasks.  It will wake only as many
 127tasks as it can acquire the lock for, which in the majority of cases
 128should be 0 as good programming practice dictates that the caller of
 129either pthread_cond_broadcast() or pthread_cond_signal() acquire the
 130mutex prior to making the call. FUTEX_CMP_REQUEUE_PI requires that
 131nr_wake=1.  nr_requeue should be INT_MAX for broadcast and 0 for
 132signal.
 133